AN OVERVIEW OF CIVIL RIGHTS (EEO)

Participants Handout

OPENING EXERCISE: Read through these three situations before we begin to talk about the material. Try to form some preliminary judgements about how civil rights might help this person or whether the facts fail to show a violation of law:

Alicia comes to you to complain that something twisted is going on with her manager. He has said to her and several other women that everyone should dress professionally and for woman that means heels and a skirt. They dont have to do this, but he has this theory that the length of time a woman spends in grade awaiting promotion is related to the length of her heels. The longer the heals, the shorter the wait. However, since he is only a ranking official and never a selecting official, he says it is only a theory. He regularly goes to lunch with the three women in the group that do wear heels and skirts almost everyday. They seem to be a very friendly group. He "bumps" into them during the day and they do the same to him--pretending it was an accident their bodies touched. At other times, he will put his arm around one of them, touch their hair or even massage their shoulders, but he only massages when asked to do so. Others tell Alicia they have heard the manager refer to these women as his "Angels" or his "Good girls." All of this sounds familiar to you since you know this manager and the fact that the only people in his group to awards or promotions in the last three years are the women who dress the way he wants them to.

 

 

Chad, a white male employee, who has been a secretary for years, has been passed over several times for promotion to the next level. All those jobs are held by women and he can never seem to get ahead despite being on the BQ list several times. Most recently, this employee, who is also 51 years old, was passed over for promotion when the agency hired someone from outside the federal government who happens to be 41.

 

 

Monica is a secretary who wants the union to force her manager to put up panel dividers around her desk. Too much sunlight gives her headaches, which her doctor verifies, and she wants to be shielded from it. Otherwise, she has to take too much sick leave. Her manager refused to do anything and even seems to be raising the blinds often just to aggravate her. What can we do?

 

 

OBJECTIVES: At the end of this class the participants should be able to do the following:

  1. Explain why it is important for NTEU to vigorously enforce various civil rights statutes, and especially how it strengthens a contract grievance to make this allegation.

  2. Recognize whether the legal criteria necessary to allege a civil rights violation are present in a case. These criteria are known as "prima facie" tests.

  3. List the various grounds, statutes, or other authorities upon which to allege a civil rights violation.

  4. List the various options for filing a complaint or challenge and draft a grievance alleging a civil rights violation.

  5. Describe what can be done in a chapter to increase the enforcement of civil rights in a chapter.

 

 

WHY IS IT IMPORTANT THAT NTEU PURSUE DISCRIMINATION?

Here are some reasons why we want stewards to be well-prepared to identify and enforce civil rights statutes. How many more can you think of ?

  1. It protects the rights of the individual member.

  2. It helps overcome underrepresentation and exclusion.

  3. It punishes the use of the very same tactics we see whenever a manager is practicing other forms of favoritism or bias.


WHAT ARE THE CIVIL RIGHTS LAWS AND OTHER AUTHORITIES WE CAN ENFORCE?

  1. The Civil Rights Act of 1964, Amended 1972 and 1991--Prohibits discrimination based on race, color, religion, sex, or national origin. Also included are prohibitions against sexual harassment.

  2. The Age Discrimination in Employment Act--Prohibits age discrimination against those 40 and over.

  3. The Equal Pay Act Within the Fair Labor Standards Act

    Prohibits sex-based pay discrimination.

  4. The Pregnancy Act of 1978, an Amendment to the CRA of 1964. Prohibits discrimination in pay, benefits, etc. based on pregnancy.

  5. The Rehabilitation Act-- Prohibits discrimination based on disabling conditions-- providing federal employees the same protection that the Americans with Disabilities Act provides private sector employees. More specifically, it provides,"The President may prescribe rules which shall prohibit...discrimination because of a handicapping condition in...a position, the duties of which...can be performed efficiently by an individual with a handicapping condition, except that the employment may not endanger the health or safety of the individual or others. (This is the federal sector equivalent of the American with Disabilities Act which does not apply to federal sector employment.(29 USC 791- See also 5 USC 7203))

  6. EEOC Regulations (29 CFR Section 1614.203)

    Agencies shall give full consideration to the hiring, placement and advancement of qualified mentally and physically handicapped persons. The federal government shall become a model employer of handicapped individuals. An agency shall not discriminate against a qualified physically or mentally handicapped individual.

    and

    An agency shall make reasonable accommodations to the known physical and mental limitations of an applicant or employee who is a qualified individual with a handicap, unless the agency can demonstrate that the reasonable accommodation would impose an undue hardship.

  7. Prohibited Personnel Practices--Prohibits discrimination based on marital status as well as any conduct which does not affect performance, e.g., sexual orientation, pregnancy, etc. More specifically, these provide, "The Employer shall not...discriminate for or against any employee or applicant for employment... on the basis of handicapping condition, as prohibited under... the Rehabilitation Act of 1973... nor... discriminate for or against any employee or applicant for employment on the basis of conduct which does not adversely affect the performance of the employee or applicant or the performance of others...

 

 

There are many places where discrimination can take place. Here are the personnel actions that the law says should be particularly scrutinized.

"Any other significant change in duties or responsibilities that is inconsistent with salary or grade." (5 USC Section 2302 (a) (2))


ANALYSIS AND PROOF

Understanding the General "P r I m a F a c I e" Test

The shop steward does not have to make a formal or final judgement as to whether there is discrimination when you are considering filing a grievance. If it looks like the employee has a case or you cannot rule out that he or she does, make the allegation in the grievance. However, if you or the employee wants to file an EEO complaint with the agency rather than a grievance, consult the National Field Representative first. NTEU does not have a duty to fairly represent employees in the EEO complaint procedure.

The General Disparate Treatment Test- This is a case where the employee alleges he or she was treated less favorably by management because of any of the grounds on which we can file a complaint, e.g., race, gender, etc.

Step #1- All the union representative needs to know is whether the employee has a "prima facie" case. If he or she does, then make the allegation and start collecting information.

The "Prima Facie" for Selection Cases- McDonnell-Douglas v. Green

  1. Does the employee belong to a race or other class that is protected or in the minority in this situation?

  2. Did the employee apply and was he/she qualified?

  3. Did the employer reject or pass over the employee despite his/her qualifications?

  4. After the employee was passed over, did the employer seek applicants or select another applicant for the situation who was no more qualified than the employee and not of the same protected group?

After the union shows a "prima facie" case exists, two things happen.

Step #2- Management has the obligation to present some legitimate, nondiscriminatory reason for not selecting the grievant. For example,

Step #3- Once management does this, the employee and union have to show that the reason offered was pretextual or false. In the end the employee has the burden of convincing the arbitrator or judge that the employer intended to discriminate based on the employee's protected class status. Here are some hints of when a decision is more likely than not to be pretext:

Look for these in any grievance response to a charge of disparate treatment discrimination.

 


Understanding the Sexual Harassment "Prima Facie" Tests

SEXUAL HARASSMENT is defined as "unwelcome sexual advances, requests for sexual favors, or verbal or physical conduct of a sexual nature...." 29 C.F.R. 1604.11. Sexual harassment is a form of sexual discrimination, making it a violation of 703 (a)(1) of Title VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e-2(a)(1).

QUID PRO QUO is a type of sexual harassment suggesting that. ". . . if you do something sexual for me, I will provide a tangible job benefit to you." Legally it is "submission to such conduct (unwelcomed sexual advances, requests for sexual favors, or verbal or physical conduct of a sexual nature) is made either explicitly or implicitly a term or condition of an individual's employment," 29 C.F.R. 1604.11(a)(1), or "submission to or rejection of such conduct . . . by an individual is used as the basis for employment decisions affecting such individuals." 29 C.F.R. 1604.11(a)(2).

You have prima facie evidence of Quid Pro Quo sexual harassment when,

the injured employee belongs to a statutorily protected group;
he/she was subjected to unwelcome sexual ADVANCES, requests for sexual favors, or other verbal or physical conduct of a sexual nature which was not solicited or desired; [The "unwelcome" nature can be shown by an employee: 1) lodging complaints promptly after harassment; 2) attempting to use the in-house grievance procedure; and/or 3) seeking a transfer.]
the harassment complained of was based on sex; (i.e.- but for the complainant's sex, he/she would not have been the object of the harassment)
his/her's reaction to the harassment affected tangible aspects of the employee's compensation, terms, conditions, or privileges of employment; generally, there need not be any actual economic loss for a suit to maintain.
the alleged harasser is essentially the employee's boss and is in position to control some aspect of the employee's job.

If you can prove these factors exist, management normally must come forward with a legitimate explanation of the personnel action that is not rebutted.

HOSTILE ENVIRONMENT is"conduct [which] has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile or offensive working environment." 29 C.F.R. 1604.11(a)(3).

You have a prima facie case of Hostile Environment sexual harassment when,

he/she belongs to a statutorily protected group;
he/she was subjected to unwelcomed verbal or physical CONDUCT of a sexual nature, which was not solicited or desired. "Unwelcomed" can be shown by an employee: 1) lodging complaints promptly after harassment; 2) attempting to use the in-house grievance procedure; and/or 3) seeking a transfer.
the harassment complained of was based on sex; (i.e.- but for the complainant's sex, he/she would not have been the object of the harassment)
the harassment is creating an intimidating, hostile, or offensive work environment

In assessing the hostility of an environment, the courts look to the "totality of circumstances" and several courts look at these from what they call the perspective of a "reasonable woman" not just a "reasonable person."

  1. frequency of discriminatory conduct (must be severe and pervasive), although in some instances once can be enough;

  2. the seriousness of discriminatory conduct;

  3. whether it was physically threatening/humiliating or a mere offensive utterance;

  4. whether it unreasonably interfered with an employee's work performance;

  5. the victim perceives the environment to be hostile and abusive;

  6. psychological harm.

The Employer is liable when:1) It knew or should have known that condition was occurring, or 2) It did not take corrective action after first report. If the employer takes immediate action to stop harassment, the employer will not be held liable under Title VII.

SEXUAL FAVORITISM 29 C.F.R. 1604.11(g).

Where employment opportunities or benefits are granted because of an employee's submission to the employer's sexual advances or requests for sexual favors, the employer may be held liable for unlawful sex discrimination against other employees who were qualified for, but denied that employment opportunity or benefit.

 


Understanding the Reasonable Accommodation "Prima Facie" Test

While the general "prima facie" test applies to discriminating against someone because of a disability, a different type of discrimination occurs when the employer refuses to make a reasonable accommodation for a disabled employee. In that type of case, this is prima facie test (see Jones v. Postmaster General (1988):

  1. Except for the handicapping condition, the applicant is qualified for the position;

  2. The applicant has a handicap which prohibits him/her from meeting the physical requirements of the position; and

  3. There are plausible reasons to believe that the handicap could be accommodated.

See the definitions that follow to better understand how to apply this test. They are taken from 29 CFR Section 1614.203

Individual with Handicap(s): One who (1) has a physical or mental impairment which substantially limits one or more of such person's major life activities (caring for one's self, performing manual tasks, walking, seeing, hearing, speaking, breathing, learning, and working), (2) has a record of such an impairment, or (3) is regarded as having such an impairment.

Physical or Mental Impairment: (1) any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one or more of the following body systems: neurological, musculoskeletal; special sense organs; cardiovascular; reproductive; digestive; genito-urinary; hemic and lymphatic; skin; and endocrine; or (2) any mental or psychological disorder such as mental retardation, organic brain syndrome, emotional or mental illness, and specific learning disabilities. (For example, under the right circumstances the following have been found to be handicapping impairments: allergies, sickle cell anemia, diabetes, HIV/AIDS)

Qualified Individual with Handicap(s): With respect to employment, an individual with handicap(s) who, with or without reasonable accommodation, can perform the essential functions of the position in question without endangering the health and safety of the individual or others and who, depending upon the type of appointing authority being used: (1) meets the experience and/or education requirements...or (2) meets the criteria for appointment under one of the special appointing authorities for handicapped persons.

Essential Duties: The fundamental job duties of the employment position the individual with the disability holds or desires. The term does not include marginal duties of the position. More specific factors are listed in 29 CFR 1630.2 (n).

Reasonable Accommodation: May include, but shall not be limited to: (1) making facilities readily accessible to and usable by individuals with handicaps, and (2) job restructuring, part-time or modified work schedules, acquisition or modification of equipment or devices, appropriate adjustment or modification of examinations, the provision of readers and interpreters, and other similar actions.

Undue Hardship: In determining...whether an accommodation would impose an undue hardship on the operation of the agency in question, factors to be considered include: (1) the overall size of the agency's program with respect to the number of employees, number and type of facilities and size of budget; (2) the type of agency operation, including the composition and structure of the agency's work force; and (3) the nature and the cost of the accommodation.

 


REMEDIES OR CORRECTIVE ACTIONS

In any discrimination action you file, you should ask for all of the following remedies unless it is obvious that one or more will not apply. These not only make the employee whole, but also give you more bargaining room to settle the case and raise the stakes of management letting the case go to hearing.

  1. An unconditional offer to each identified victim of discrimination of placement in the position the person would have occupied but for the discrimination suffered, or a substantially equivalent position;

  2. Payment to each identified victim of discrimination on a make-whole basis for any loss of earnings the person may have suffered as a result of the discrimination;

  3. Payment of up to $300,000 for provable damages to victims of intentional discrimination;

  4. Appropriate punishment of any managers involved in the discrimination pursuant to 5 USC Section 2303 (b) (1).

  5. Notification to all employees in the appointing office of their right to be free of unlawful discrimination and assurance that this discrimination will not recur;

  6. Commitment that corrective or preventative action will be taken so that similar violations will not recur;

  7. Commitment that the agency shall cease from engaging in the specific unlawful employment practice found in the case.

  8. Reasonable and appropriate attorney fees.


PRACTICAL EXERCISE

Use the forms on the following pages to draft a grievance based on the facts in one of the cases found in the opening section.


NTEU GRIEVANCE FORM

Grievant(s):Date:

 

( ) And other similarly situated employees.
General Nature of the Violation(s):

 

 

 

 

 

Articles (and Sections) Violated:
 

We also allege violations of laws, rules and regulations related to this grievance. ( ) See attached for specific citations regarding unfair labor practices and/or prohibited personnel practices.

 

Remedies:

 

 

 

 

 

Aside from those remedies specifically mentioned in this grievance, we also request any other remedy deemed appropriate by proper authorities.

 

Union Representative:Tele. No.:

 


NTEU GRIEVANCE ADDENDUM

In addition to our general allegation that claims violations of all laws, rules and regulations related to the nature of the grievance, we are listing some specific sections of law violated as indicated by the check marks below

UNFAIR LABOR PRACTICES (5 USC Section 7116 (a))

It was a violation for management

___ (1) to interfere with, restrain, or coerce any employee in the exercise by the employee of any right under this chapter;

___ (2) to encourage or discourage membership in any labor organization by discrimination in connection with hiring, tenure, promotion, or other conditions of employment;

___ (3) to sponsor, control, or otherwise assist any labor organization, other than to furnish, upon request, customary and routine services and facilities if the services and facilities are also furnished on an impartial basis to other labor organizations having equivalent status;

___ (4) to discipline or otherwise discriminate against an employee because the employee has filed a complaint, affidavit, or petition, or has given any information or testimony under this chapter;

___ (5) to refuse to consult or negotiate in good faith with a labor organization as required by this chapter; [This includes a unilateral change in past practice and a refusal to bargain.]

___ (6) to fail or refuse to cooperate in impasse procedures and impasse decisions as required by this chapter;

___ (7) to enforce any rule or regulation (other than a rule or regulation implementing section 2302 of this title) which is in conflict with any applicable collective bargaining agreement if the agreement was in effect before the date the rule or regulation was prescribed; or

___ (8) to otherwise fail or refuse to comply with any provision of this chapter.

 

PROHIBITED PERSONNEL PRACTICES (5 USC Section 2303 (b))

__ 1. Discriminate for or against any employee or applicant for employment:

  1. On the basis of race, color, religion, sex, or national origin, as prohibited under section 717 of the Civil Rights Act of 1964;
  2. On the basis of age, as prohibited under sections 12 and 15 of the Age Discrimination in Employment Act of 1967;
  3. On the basis of sex, as prohibited under section 6(d) of the Fair Labor Standards Act of 1938;
  4. On the basis of handicapping condition, as prohibited under section 501 of the Rehabilitation Act of 1973;
  5. On the basis of marital status or political affiliation, as prohibited under any law, rule, or regulation.

__ 2. Solicit or consider any recommendation or statement, oral or written, with respect to any individual who requests or is under consideration for any personnel action except as provided under Section 3303 (f).:

__ 3. Coerce the political activity of any person (including the providing of any political contribution or service), or take any action against any employee or applicant for employment as reprisal for the refusal of any person to engage in such political activity.

__ 4. Deceive or willfully obstruct any person with respect to such person's right to compete for employment.

__ 5. Influence any person to withdraw from competition for any position for the purpose of improving or injuring the prospects of any other person for employment.

__ 6. Grant any preference or advantage not authorized by law, rule, or regulation to any employee or applicant for employment (including defining the scope or manner of competition or the requirements for any position) for the purpose of improving or injuring the prospects of any particular person for employment.

__ 7. Appoint, employ, promote, advance, or advocate for appointment, employment, promotion, or advancement, in or to a civilian position any individual who is a relative (as defined in Section 3110 (a)(3) of this title) of such employee if such position is in the agency in which such employee is serving as a public official(as defined in Section 3110 (a)(2) of this title) or over which such employee exercises jurisdiction or control as such an official.

__ 8. Take or fail to take a personnel action with respect to any employee or applicant for employment as a reprisal for:

  1. A disclosure of information by an employee or applicant which the employee or applicant reasonably believes evidences:

    1. a violation of any law, rule, or regulation; or
    2. mismanagement, a gross waste of funds, an abuse of authority, or a substantial and specific danger to public health or safety, if such disclosure is not specifically required by Executive Order to be kept secret in the interest of national defense or the conduct of foreign affairs; or

  2. A disclosure to Special Counsel of the Merit Systems Protection Board, or to the Inspector General of an agency or another employee designated by the head of the agency to receive such disclosures, of information which the employee or applicant reasonably believes evidences:

    1. a violation of any law, rule, or regulation, or,
    2. mismanagement, a gross waste of funds, an abuse of authority, or a substantial and specific danger to public health or safety.

__ 9. Take or fail to take any personnel action against any employee or applicant for employment because of as a reprisal for the exercise of any appeal right granted by any law, rule, or regulation. (A) the exercise of any appeal, complaint, or grievance right granted by any law, rule, or regulation; (B) testifying for or otherwise lawfully assisting any individual in the exercise of any right referred to in subparagraph (A); © cooperating with or disclosing information to the Inspector General of an agency, or the Special Counsel, in accordance with applicable provisions of law; or (D) for refusing to obey an order that would require the individual to violate a law;

__10. Discriminate for or against any employee or applicant for employment on the basis of conduct which does not adversely affect the performance of the employee or applicant or the performance of others; except that nothing in this subsection shall prohibit an agency from taking into account in determining suitability or fitness any conviction of the employee or applicant for any crime under the laws of any State, of the District of Columbia, or of the United States.

__11. Take or fail to take any other personnel action if the taking of, or failure to take, such action violates any law, rule, or regulation implementing, or directly concerning, the merit system principles contained in Section 2301 of this title.


WHERE TO FILE A DISCRIMINATION COMPLAINT

You have three options for pursuing a civil rights violation, i.e. filing a grievance, filing an EEO complaint, or filing a complaint with the Merit Systems Protection Board.

However, once you file using one of these procedures, you can not raise the issue in any other forum. The first one you or the employee file determines the forum. Outlined below are some of the advantages of each.

Grievance Procedure (See contract for filing deadline)

+ You can combine the civil rights issues with allegations that the contract has also been violated. This gives an arbitrator two different ways to find in your favor.

+ It is much faster than the EEO complaint and generally faster than an MSPB complaint.

+ The union has some control over who decides (arbitrates) the case.

- The hearing will cost the union some money.

- The EEO and MSPB processes can often uncover more evidence than the grievance process.

- The duty of fair representation applies.

EEO Complaint (File within 45 days of the discriminatory act)

+ The investigation can often uncover facts the grievance process cannot, e.g., affidavits, statistical analyses.

+ There is no duty of fair representation.

+ The hearing is free to the union and employee.

- You cannot combine the civil rights issues with allegations that the contract has also been violated. If you file with EEO, you forfeit the right to pursue any contract violations based on the same set of facts as the EEO case.

- It is much slower than the grievance process and an MSPB complaint.

- The union has no control over who decides (arbitrates) the case.

MSPB Process (See the file deadline of the specific personnel action)

+ There is no duty of fair representation.

+ The hearing is free to the union and employee.

- You generally have to raise the complaint in connection with a personnel action otherwise appealable to MSPB, e.g., adverse action.

- The MSPB decision-makers are very conservative and most often find for management.

- You cannot raise contract violations and the MSPB will not hear allegation concerning sexual orientation.

- The union has no control over who hears the case.